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Detailed Report
CARLENE ABRAHAM
Carlene Carpenter
CRD#: 7766396
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 1509 N MILWAUKEE AVENUE
LIBERTYVILLE, IL 60048
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct2026IAMONEY CONCEPTS ADVISORY SERVICE (CRD# 12963)2023 - Present (1 year)BMONEY CONCEPTS CAPITAL CORP (CRD# 12963)2024 - Present (1 year)
License(s)

State Registrations

IA
Illinois 11/9/2023
B
Illinois 3/13/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
1509 N MILWAUKEE AVENUE, LIBERTYVILLE, IL 60048
Registered with this firm since 11/9/2023
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
1509 N MILWAUKEE AVENUE, LIBERTYVILLE, IL 60048
Registered with this firm since 3/12/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.