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Helena Botero-Pinzon
CRD#: 7766343
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1450 Brickell Ave
Floor 32
Miami, FL 33131
Registration History
Oct2023AprJulOct2024AprJulOct2025AprJulOct2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 8/29/2023

B
Nebraska 8/29/2023

B
Alaska 8/29/2023

B
Nevada 8/29/2023

B
Arizona 8/29/2023

B
New Hampshire 8/29/2023

B
Arkansas 8/29/2023

B
New Jersey 8/29/2023

B
California 8/29/2023

B
New Mexico 8/29/2023

B
Colorado 8/14/2023

B
New York 8/29/2023

B
Connecticut 8/29/2023

B
North Carolina 8/29/2023

B
Delaware 8/29/2023

B
North Dakota 8/29/2023

B
District of Columbia 8/14/2023

B
Ohio 8/29/2023

B
Florida 8/14/2023

B
Oklahoma 8/29/2023

IA
Florida 9/1/2023

B
Oregon 8/29/2023

B
Georgia 8/29/2023

B
Pennsylvania 8/29/2023

B
Hawaii 8/29/2023

B
Puerto Rico 8/14/2023

B
Idaho 8/29/2023

B
Rhode Island 8/29/2023

B
Illinois 8/29/2023

B
South Carolina 8/29/2023

B
Indiana 8/29/2023

B
South Dakota 8/29/2023

B
Iowa 8/29/2023

B
Tennessee 8/29/2023

B
Kansas 8/29/2023

B
Texas 8/29/2023

B
Kentucky 8/29/2023

IA
Texas 8/29/2023

B
Louisiana 8/14/2023

B
Utah 8/29/2023

B
Maine 8/29/2023

B
Vermont 8/29/2023

B
Maryland 8/14/2023

B
Virgin Islands 8/29/2023

B
Massachusetts 8/29/2023

B
Virginia 8/29/2023

B
Michigan 8/29/2023

B
Washington 8/29/2023

B
Minnesota 8/29/2023

B
West Virginia 8/29/2023

B
Mississippi 8/29/2023

B
Wisconsin 8/29/2023

B
Missouri 8/29/2023

B
Wyoming 8/29/2023

B
Montana 8/29/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Ave Floor 32, Miami, FL 33131
Miami, FL
Registered with this firm since 8/29/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Ave Floor 32, Miami, FL 33131
Miami, FL
Registered with this firm since 8/14/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.