Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Jeffrey D Stegge
CRD#: 7759925
IA
Investment Adviser
FOUNDATIONS INVESTMENT ADVISORS LLCCRD#: 175083 4030 E Cotton Center Blvd
Suite 40
Phoenix, AZ 85040
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAFOUNDATIONS INVESTMENT ADVISOR... (CRD# 175083)2023 - Present (1 year)
License(s)

State Registrations

IA
Arizona 6/15/2023
Current Registration(s)
IA
FOUNDATIONS INVESTMENT ADVISORS LLC (CRD#:175083)
4030 E Cotton Center Blvd Suite 40, Phoenix, AZ 85040
16435 N Scottsdale Rd #175, Scottsdale, AZ 85254
Registered with this firm since 6/15/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.