Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CECELIA NELSON
Cecelia G Dean, CECELIA GIOVANNI, Cecelia G Nelson
CRD#: 7758108
IA
Investment Adviser
ESI FINANCIAL ADVISORSCRD#: 265 3350 PEACHTREE ROAD NE
SUITE 1150
ATLANTA, GA 30326
Registration History
2024AprJulOct2025AprJulOct2026IAESI FINANCIAL ADVISORS (CRD# 265)2024 - Present (<1 year)
License(s)

State Registrations

IA
Georgia 12/5/2024
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
3350 PEACHTREE ROAD NE SUITE 1150, ATLANTA, GA 30326
Registered with this firm since 12/5/2024
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.