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Detailed Report
JOSEPH HARKNESS
CRD#: 7744520
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Investment Adviser
THE BALDWIN GROUP WEALTH ADVISORS, LLCCRD#: 312284 6720-B Rockledge Drive
Suite 400
Bethesda, MD 20817
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IATHE BALDWIN GROUP WEALTH ADVIS... (CRD# 312284)2024 - Present (<1 year)IATHE CAPITAL GROUP INVESTMENT A... (CRD# 169727)2023 - 2024 (1 year)
License(s)

State Registrations

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Maryland 10/14/2024
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Virginia 10/14/2024
Current Registration(s)
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THE BALDWIN GROUP WEALTH ADVISORS, LLC (CRD#:312284)
6720-B Rockledge Drive Suite 400, Bethesda, MD 20817
Arlington, VA
Registered with this firm since 10/14/2024
Previous Registration(s)
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 06/27/2023 - 10/04/2024 THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC (CRD#:169727) BETHESDA, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.