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LATONYA ROSE GOLSON-BALLARD
LaTonya Rose Golson, Tonya Rose Golson-Ballard, LaTonya Rose Moore
CRD#: 7742262
IA
B
WELLS FARGO ADVISORSCRD#: 19616 301 E ASH ST
GOLDSBORO, NC 27530
GOLDSBORO, NC 27530
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11/1/2017
Financial
Final
8/1/2017
Financial
Final
8/1/2017
Financial
Final
6/1/2017
Financial
Final
1/1/2017
Financial
Final
State Registrations
B
North Carolina 10/30/2023
IA
North Carolina 1/2/2024
SRO Registrations
B
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IA
Registered with this firm since 1/2/2024
B
Registered with this firm since 10/14/2023
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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