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Detailed Report
Coty J. Dolan
Coty J Dolan, Coty Jacob Dolan, Coty Dolan
CRD#: 7740507
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3097 COLLEGE PARK DR
THE WOODLANDS, TX 77384
Registration History
Oct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 3/28/2024
IA
Texas 12/12/2023
B
California 9/16/2024
B
Wyoming 9/26/2024
B
Texas 12/12/2023

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3097 COLLEGE PARK DR, THE WOODLANDS, TX 77384
Registered with this firm since 12/12/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3097 COLLEGE PARK DR, THE WOODLANDS, TX 77384
Registered with this firm since 12/12/2023
Previous Registration(s)
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IA
 09/13/2023 - 12/13/2023 EQUITABLE ADVISORS, LLC (CRD#:6627) HOUSTON, TX
B
 07/17/2023 - 12/13/2023 EQUITABLE ADVISORS, LLC (CRD#:6627) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.