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Detailed Report
ADRIAN C LEWIS
Adrian Christopher Lewis, Adrian Lewis
CRD#: 7739611
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 425 N ORANGE AVE
GREEN COVE SPRINGS, FL 32043
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2025 - Present (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2023 - 2025 (1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2024 - 2025 (1 year)
License(s)

State Registrations

B
Florida 1/17/2025
B
Louisiana 4/3/2025
IA
Florida 1/21/2025
B
Texas 1/17/2025
B
Iowa 4/3/2025
IA
Texas 1/17/2025

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
425 N ORANGE AVE, GREEN COVE SPRINGS, FL 32043
Registered with this firm since 1/17/2025
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
425 N ORANGE AVE, GREEN COVE SPRINGS, FL 32043
Registered with this firm since 1/17/2025
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/23/2024 - 02/08/2025 CHARLES SCHWAB & CO., INC. (CRD#:5393) Ormond Beach, FL
B
 10/17/2023 - 02/08/2025 CHARLES SCHWAB & CO., INC. (CRD#:5393) Ormond Beach, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.