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Detailed Report
LAURA Ann MAZZOLA
Laura Ann Leveroni, LAURA MAZZOLA
CRD#: 7737871
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Investment Adviser
TD PRIVATE CLIENT WEALTH LLCCRD#: 164484 16 Fresh River Road
Epping, NH 03042
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IATD PRIVATE CLIENT WEALTH LLC (CRD# 164484)2023 - Present (1 year)
License(s)

State Registrations

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Maine 6/13/2023
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Rhode Island 9/12/2023
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Massachusetts 6/16/2023
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Vermont 6/13/2024
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New Hampshire 6/7/2023
Current Registration(s)
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TD PRIVATE CLIENT WEALTH LLC (CRD#:164484)
16 Fresh River Road, Epping, NH 03042
Registered with this firm since 6/7/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.