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KYLE JOSEPH SANGER
Kyle J Sanger, Kyle Sanger
CRD#: 7734334
IA
B
ESI FINANCIAL ADVISORSCRD#: 265 225 BROADHOLLOW ROAD
SUITE 301
MELVILLE, NY 11747
SUITE 301
MELVILLE, NY 11747
0
Disclosures
1
Year of Experience
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State Registrations
B
New York 11/8/2023
IA
New York 11/8/2023
SRO Registrations
B
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IA
Registered with this firm since 11/8/2023
B
Registered with this firm since 11/8/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/06/2023 - 08/30/2023 | CLIFTON PARK, NY | |
B | 05/31/2023 - 08/30/2023 | CLIFTON PARK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.