Individual Firm
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JACOB DYLAN TRAYLOR
JACOB D TRAYLOR
CRD#: 7730186
IA
B
EMPOWER ADVISORY GROUP, LLCCRD#: 112058 Pell City, AL
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 Pell City, AL
View By:
12/14/2020
Financial
Final
12/14/2020
Financial
Final
State Registrations
B
Alabama 8/30/2024
B
Nebraska 8/28/2024
IA
Alabama 8/30/2024
B
Nevada 9/4/2024
B
Alaska 9/4/2024
B
New Hampshire 9/3/2024
B
Arizona 9/5/2024
B
New Jersey 8/30/2024
B
Arkansas 9/6/2024
B
New Mexico 9/4/2024
B
California 8/28/2024
B
New York 9/2/2024
B
Connecticut 8/28/2024
B
North Carolina 8/30/2024
B
Delaware 9/9/2024
B
North Dakota 9/3/2024
B
Georgia 8/29/2024
B
Oklahoma 9/3/2024
B
Hawaii 9/6/2024
B
Oregon 9/5/2024
B
Idaho 8/28/2024
B
Pennsylvania 8/29/2024
B
Illinois 9/11/2024
B
Rhode Island 9/3/2024
B
Indiana 8/30/2024
B
South Carolina 8/30/2024
B
Iowa 9/3/2024
B
South Dakota 8/30/2024
B
Kansas 8/28/2024
B
Tennessee 8/30/2024
B
Kentucky 9/3/2024
B
Texas 8/29/2024
B
Maine 9/3/2024
B
Utah 8/28/2024
B
Massachusetts 8/29/2024
B
Vermont 8/30/2024
B
Michigan 9/3/2024
B
Virginia 9/3/2024
B
Minnesota 9/5/2024
B
Washington 8/30/2024
B
Mississippi 9/4/2024
B
West Virginia 9/10/2024
B
Missouri 9/12/2024
B
Wisconsin 8/28/2024
B
Montana 9/3/2024
B
Wyoming 8/28/2024
SRO Registrations
B
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IA
B
Registered with this firm since 8/28/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/24/2023 - 08/23/2024 | HOOVER, AL | |
B | 07/21/2023 - 08/23/2024 | HOOVER, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.