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Detailed Report
Geoffrey Edward Tuthill
Geoffrey Tuthill
CRD#: 7728915
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Investment Adviser
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Previous Broker
INDEPENDENCE FINANCIAL ADVISORS, LLCCRD#: 156305 1 Dobson Way
Merrimack, NH 03054
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - 2024 (<1 year)IAINDEPENDENCE FINANCIAL ADVISOR... (CRD# 156305)2024 - Present (1 year)BMML INVESTORS SERVICES, LLC (CRD# 10409)2023 - 2023 (<1 year)
License(s)

State Registrations

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Massachusetts 2/7/2024
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New Hampshire 1/30/2024
Current Registration(s)
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INDEPENDENCE FINANCIAL ADVISORS, LLC (CRD#:156305)
1 Dobson Way, Merrimack, NH 03054
Registered with this firm since 1/30/2024
Previous Registration(s)
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 10/23/2023 - 01/16/2024 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) Nashua, NH
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 08/28/2023 - 01/16/2024 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) Nashua, NH
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 06/20/2023 - 08/08/2023 MML INVESTORS SERVICES, LLC (CRD#:10409) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.