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Detailed Report
VIVIENNE MONIQUE GUSTAVSEN
VIVIENNE GUSTAVSEN, vivienne monique elser
CRD#: 7727651
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3650 HARRISON AVE
BUTTE, MT 59701
Registration History
201920202021202220232024202520262 FIRMS2023 - Present (1 year)
Disclosure(s)
View By:
11/28/2022
Judgment / Lien
7/29/2019
Financial
Final
3/12/2019
Financial
Final
License(s)

State Registrations

B
Montana 10/23/2023
B
Nevada 1/2/2025
IA
Montana 11/21/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3650 HARRISON AVE, BUTTE, MT 59701
Registered with this firm since 11/21/2023
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3650 HARRISON AVE, BUTTE, MT 59701
Registered with this firm since 9/6/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.