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Nicholas Odell Manthei
CRD#: 7720678
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 LINCOLN HARBOR
1000 & 1200 LINCOLN HARBOR BLVD
WEEHAWKEN, NJ 07086
Registration History
2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
New Jersey 10/28/2024

IA
New Jersey 10/28/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
LINCOLN HARBOR 1000 & 1200 LINCOLN HARBOR BLVD, WEEHAWKEN, NJ 07086
Registered with this firm since 10/28/2024

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
LINCOLN HARBOR 1000 & 1200 LINCOLN HARBOR BLVD, WEEHAWKEN, NJ 07086
Registered with this firm since 9/9/2024

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.