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BROOKE MORRIS
Brooke Morris
CRD#: 7719981
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 SAN DIEGO, CA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 16656 BERNARDO CENTER DRIVE
SUITES A & B
SAN DIEGO, CA 92128
Registration History
Oct2023AprJulOct2024AprJulOct2025AprJulOct2026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2025 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2024 - Present (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2023 - 2024 (1 year)
License(s)

State Registrations

B
California 10/25/2024

IA
California 1/15/2025

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
SAN DIEGO, CA
16656 BERNARDO CENTER DRIVE SUITES A & B, SAN DIEGO, CA 92128
Registered with this firm since 1/15/2025

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
16656 BERNARDO CENTER DRIVE SUITES A & B, SAN DIEGO, CA 92128
SAN DIEGO, CA
Registered with this firm since 10/25/2024

Previous Registration(s)
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B
07/24/2023 - 08/23/2024 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) SAN DIEGO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.