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Detailed Report
Doris Diana Guardiola
DORIS D DELGADO
CRD#: 7716820
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 12213 W BELL RD
SET 210
SURPRISE, AZ 85378
Registration History
Oct2023AprJulOct2024AprJulOct2025AprJulOct2026IAPRIMERICA ADVISORS (CRD# 10111)2024 - Present (<1 year)BPFS INVESTMENTS INC. (CRD# 10111)2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 1/24/2024
B
New Mexico 2/29/2024
IA
Arizona 8/16/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
12213 W BELL RD SET 210, SURPRISE, AZ 85378
Registered with this firm since 8/16/2024
B
PFS INVESTMENTS INC. (CRD#:10111)
12213 W BELL RD SET 210, SURPRISE, AZ 85378
Registered with this firm since 8/17/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.