• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LUCILLE M PHILLIPS
Lucille Mae Phillips, Lucy Phillips
CRD#: 7715606
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 INDIANAPOLIS, IN
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 INDIANAPOLIS, IN
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - 2023 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 1/17/2024

B
Nebraska 1/17/2024

B
Alaska 1/17/2024

B
Nevada 1/17/2024

B
Arizona 1/17/2024

B
New Hampshire 1/17/2024

B
Arkansas 1/17/2024

B
New Jersey 1/17/2024

B
California 1/17/2024

B
New Mexico 1/17/2024

B
Colorado 1/17/2024

B
New York 1/17/2024

B
Connecticut 1/17/2024

B
North Carolina 1/17/2024

B
Delaware 1/17/2024

B
North Dakota 1/17/2024

B
District of Columbia 1/17/2024

B
Ohio 1/18/2024

B
Florida 1/17/2024

B
Oklahoma 1/17/2024

B
Georgia 1/17/2024

B
Oregon 1/17/2024

B
Hawaii 1/17/2024

B
Pennsylvania 1/17/2024

B
Idaho 1/17/2024

B
Puerto Rico 1/17/2024

B
Illinois 1/17/2024

B
Rhode Island 1/17/2024

B
Indiana 12/21/2023

B
South Carolina 1/17/2024

IA
Indiana 11/18/2024

B
South Dakota 1/17/2024

B
Iowa 1/17/2024

B
Tennessee 1/17/2024

B
Kansas 1/17/2024

B
Texas 12/21/2023

B
Kentucky 1/17/2024

IA
Texas 11/18/2024

B
Louisiana 1/17/2024

B
Utah 1/17/2024

B
Maine 1/17/2024

B
Vermont 1/17/2024

B
Maryland 1/17/2024

B
Virgin Islands 1/17/2024

B
Massachusetts 1/17/2024

B
Virginia 1/17/2024

B
Michigan 1/17/2024

B
Washington 1/17/2024

B
Minnesota 1/17/2024

B
West Virginia 1/17/2024

B
Mississippi 1/17/2024

B
Wisconsin 1/17/2024

B
Missouri 1/17/2024

B
Wyoming 1/17/2024

B
Montana 1/17/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
INDIANAPOLIS, IN
Registered with this firm since 11/18/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
INDIANAPOLIS, IN
Registered with this firm since 12/21/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/13/2023 - 10/16/2023 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Indianapolis, IN
B
04/01/2023 - 10/16/2023 PRUCO SECURITIES, LLC. (CRD#:5685) Indianapolis, IN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.