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Detailed Report
Michael Umstead
Michael Wilson Umstead
CRD#: 7710505
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 593 N Lecanto Hwy Ste A
Lecanto, FL 34461
Registration History
201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BFIRST COMMAND BROKERAGE SERVIC... (CRD# 3641)2023 - 2024 (1 year)IAFIRST COMMAND ADVISORY SERVICES (CRD# 281958)2024 - 2024 (<1 year)
Disclosure(s)
View By:
5/1/2019
Financial
Final
3/4/2019
Financial
Final
License(s)

State Registrations

B
Alabama 9/11/2024
B
New Jersey 9/24/2024
B
California 7/19/2024
B
New York 9/24/2024
B
Colorado 9/26/2024
B
North Carolina 9/25/2024
B
Connecticut 9/25/2024
B
Ohio 7/19/2024
B
Delaware 10/28/2024
B
Oklahoma 9/24/2024
B
District of Columbia 9/11/2024
B
Pennsylvania 7/23/2024
B
Florida 9/10/2024
B
South Carolina 9/26/2024
IA
Florida 9/10/2024
B
South Dakota 9/25/2024
B
Georgia 7/22/2024
B
Tennessee 9/20/2024
B
Indiana 9/23/2024
B
Texas 9/24/2024
B
Iowa 9/25/2024
IA
Texas 9/30/2024
B
Kansas 9/25/2024
B
Virginia 9/10/2024
B
Kentucky 9/10/2024
B
Washington 1/24/2025
B
Maine 9/25/2024
B
West Virginia 9/10/2024
B
Maryland 7/19/2024
B
Wisconsin 9/24/2024
B
Missouri 10/15/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
593 N Lecanto Hwy Ste A, Lecanto, FL 34461
Registered with this firm since 7/19/2024
B
EDWARD JONES (CRD#:250)
593 N Lecanto Hwy Ste A, Lecanto, FL 34461
Registered with this firm since 7/19/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/14/2024 - 07/31/2024 FIRST COMMAND ADVISORY SERVICES (CRD#:281958) Tampa, FL
B
 06/14/2023 - 07/31/2024 FIRST COMMAND BROKERAGE SERVICES, INC. (CRD#:3641) Tampa, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.