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Detailed Report
Benjamin Francis Frodyma
CRD#: 7710236
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 3600 Village Dr
Suite 110
LINCOLN, NE 68516
CETERA ADVISOR NETWORKS LLCCRD#: 13572 3600 Village Drive
Suite 110
LINCOLN, NE 68516
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Iowa 8/10/2023
IA
Nebraska 8/10/2023
B
Minnesota 1/31/2024
B
Texas 9/27/2024
B
Missouri 8/10/2023
IA
Texas 9/27/2024
B
Nebraska 8/10/2023
B
Utah 4/16/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
3600 Village Dr Suite 110, LINCOLN, NE 68516
Registered with this firm since 8/10/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
3600 Village Drive Suite 110, LINCOLN, NE 68516
Registered with this firm since 8/10/2023
Previous Registration(s)
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IA
 05/02/2023 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) OMAHA, NE
B
 04/07/2023 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.