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Detailed Report
AUSTIN PATRICK DENT
CRD#: 7708965
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3701 FM 407 E STE 100
BARTONVILLE, TX 76226
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026Apr2 FIRMS2024 - Present (<1 year)BTHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2023 - 2024 (<1 year)
License(s)

State Registrations

B
Colorado 2/14/2024
B
Texas 9/10/2024
IA
Colorado 10/4/2024
IA
Texas 10/4/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3701 FM 407 E STE 100, BARTONVILLE, TX 76226
Registered with this firm since 10/4/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3701 FM 407 E STE 100, BARTONVILLE, TX 76226
Registered with this firm since 2/14/2024
Previous Registration(s)
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B
 06/26/2023 - 02/06/2024 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) Lafayette, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.