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Samantha Pelligrino McGuire
Samantha McGuire, Samantha P Neumann, Samantha S Neumann, Samantha Sharon Neumann, Samantha Sharo Pelligrino…
CRD#: 7708512
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 300 E. ILLINOIS ROAD
LAKE FOREST, IL 60045
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 8/15/2023

B
Michigan 12/15/2023

B
California 12/3/2024

B
New York 9/15/2023

B
Connecticut 5/14/2024

B
North Carolina 6/26/2023

B
Florida 4/18/2023

B
Oklahoma 10/17/2023

B
Georgia 5/30/2023

B
Texas 12/3/2024

B
Illinois 3/17/2023

IA
Texas 12/6/2024

IA
Illinois 3/17/2023

B
Washington 2/27/2024

B
Indiana 11/10/2023

B
Wisconsin 7/10/2023

B
Massachusetts 4/18/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
300 E. ILLINOIS ROAD, LAKE FOREST, IL 60045
Registered with this firm since 3/17/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
300 E. ILLINOIS ROAD, LAKE FOREST, IL 60045
Registered with this firm since 3/17/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.