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Roleen De Ono
CRD#: 7706843
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PAUL WINKLER, INC.CRD#: 119342 1550 N. Mount Juliet Rd.
Suite 102
Mount Juliet, TN 37122
Suite 102
Mount Juliet, TN 37122
0
Disclosures
2
Years of Experience
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State Registrations
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California 6/29/2023
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Kentucky 6/29/2023
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Florida 7/27/2023
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Tennessee 3/2/2023
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Georgia 8/7/2023
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Registered with this firm since 3/2/2023
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.