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Detailed Report
Roleen De Ono
CRD#: 7706843
IA
Investment Adviser
PAUL WINKLER, INC.CRD#: 119342 1550 N. Mount Juliet Rd.
Suite 102
Mount Juliet, TN 37122
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAPAUL WINKLER, INC. (CRD# 119342)2023 - Present (2 years)
License(s)

State Registrations

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California 6/29/2023
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Kentucky 6/29/2023
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Florida 7/27/2023
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Tennessee 3/2/2023
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Georgia 8/7/2023
Current Registration(s)
IA
PAUL WINKLER, INC. (CRD#:119342)
1550 N. Mount Juliet Rd. Suite 102, Mount Juliet, TN 37122
1639 Medical Center Parkway Suite 109, Murfreesboro, TN 37122
Registered with this firm since 3/2/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.