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HAN H ZAW
Han Htun Zaw, Han Zaw
CRD#: 7706086
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 245 WINSTON DR
SAN FRANCISCO, CA 94132
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)BU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2023 - 2024 (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - 2023 (<1 year)IAU.S. BANCORP INVESTMENTS, INC. (CRD# 17868)2024 - 2024 (<1 year)
License(s)

State Registrations

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Arizona 1/2/2025

B
Oregon 1/2/2025

B
California 10/23/2024

B
Texas 1/2/2025

IA
California 10/23/2024

IA
Texas 1/2/2025

B
Florida 1/2/2025

B
Washington 1/2/2025

B
Nevada 1/2/2025

SRO Registrations

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Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
245 WINSTON DR, SAN FRANCISCO, CA 94132
Registered with this firm since 10/23/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
245 WINSTON DR, SAN FRANCISCO, CA 94132
Registered with this firm since 10/23/2024

Previous Registration(s)
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09/03/2024 - 09/23/2024 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) Millbrae, CA
B
08/21/2023 - 09/23/2024 U.S. BANCORP INVESTMENTS, INC. (CRD#:17868) Millbrae, CA
B
03/17/2023 - 08/21/2023 J.P. MORGAN SECURITIES LLC (CRD#:79) SAN MATEO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.