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Detailed Report
THARAKA MALINTHI RAMDEO
THARAKA M RAMDEO
CRD#: 7705518
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 70 FLANDERS BARTLEY RD
FLANDERS, NJ 07836
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026AprIAWELLS FARGO ADVISORS (CRD# 19616)2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2023 - Present (1 year)
License(s)

State Registrations

B
Georgia 1/30/2025
B
New York 5/18/2023
B
New Jersey 5/18/2023
B
Pennsylvania 5/18/2023
IA
New Jersey 7/5/2024

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
70 FLANDERS BARTLEY RD, FLANDERS, NJ 07836
Registered with this firm since 7/5/2024
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
70 FLANDERS BARTLEY RD, FLANDERS, NJ 07836
Registered with this firm since 5/18/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.