• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Erica Maureen Traulsen
Erica Maureen Wilens
CRD#: 7702621
IA
Investment Adviser
B
Broker
CONCORDE ASSET MANAGEMENT, LLCCRD#: 140367 1906 21st Street
Sacramento, CA 95811
CONCORDE INVESTMENT SERVICES, LLCCRD#: 151604 1906 21st Street
Sacramento, CA 95811
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
California 10/17/2023

B
Florida 4/26/2024

IA
California 10/17/2023

B
Idaho 6/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CONCORDE ASSET MANAGEMENT, LLC (CRD#:140367)
1906 21st Street, Sacramento, CA 95811
Registered with this firm since 10/17/2023

B
CONCORDE INVESTMENT SERVICES, LLC (CRD#:151604)
1906 21st Street, Sacramento, CA 95811
Registered with this firm since 4/12/2023

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.