Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
KOBY ERIC GARTNER
KOBY GARTNER
CRD#: 7697609
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 2000 CHAPEL VIEW BLVD
SUITE 215
CRANSTON, RI 02920
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)
License(s)

State Registrations

B
Rhode Island 10/29/2024
B
Virginia 10/29/2024
IA
Rhode Island 10/29/2024
IA
Virginia 10/31/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
2000 CHAPEL VIEW BLVD SUITE 215, CRANSTON, RI 02920
Registered with this firm since 10/29/2024
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
2000 CHAPEL VIEW BLVD SUITE 215, CRANSTON, RI 02920
Registered with this firm since 10/29/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/01/2023 - 10/30/2024 OSAIC WEALTH, INC. (CRD#:23131) CRANSTON, RI
B
 09/01/2023 - 10/30/2024 OSAIC WEALTH, INC. (CRD#:23131) CRANSTON, RI
IA
 06/05/2023 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) CRANSTON, RI
B
 03/13/2023 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) CRANSTON, RI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.