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Detailed Report
ADRIAN GOMEZ
CRD#: 7697211
IA
Investment Adviser
ESI FINANCIAL ADVISORSCRD#: 265 20 EXECUTIVE PARK
SUITE 190
IRVINE, CA 92614
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026AprIAESI FINANCIAL ADVISORS (CRD# 265)2023 - Present (1 year)
License(s)

State Registrations

IA
California 6/5/2023
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
20 EXECUTIVE PARK SUITE 190, IRVINE, CA 92614
Registered with this firm since 6/5/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.