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Detailed Report
Brian Christopher Smith
Brian Smith
CRD#: 7696598
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 11505 PERKINS ROAD STE C
BATON ROUGE, LA 70810
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)BEQUITABLE ADVISORS, LLC (CRD# 6627)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Alabama 10/6/2023
B
Maryland 9/26/2023
B
Arkansas 10/26/2023
B
Mississippi 10/24/2023
B
Colorado 10/6/2023
B
Ohio 9/27/2023
B
Florida 10/6/2023
B
South Carolina 1/19/2024
B
Kentucky 10/11/2023
B
Tennessee 10/6/2023
B
Louisiana 8/4/2023
B
Texas 10/6/2023
IA
Louisiana 8/4/2023
IA
Texas 10/17/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
11505 PERKINS ROAD STE C, BATON ROUGE, LA 70810
Registered with this firm since 8/4/2023
B
EDWARD JONES (CRD#:250)
11505 PERKINS ROAD STE C, BATON ROUGE, LA 70810
Registered with this firm since 8/4/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/27/2023 - 05/15/2023 EQUITABLE ADVISORS, LLC (CRD#:6627) COLUMBIA, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.