Individual Firm
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Joshua A Thatcher
Joshua Andrew Pratt, Josh Pratt-Thatcher, Joshua A Pratt-Thatcher, Joshua Andew Pratt-Thatcher, Joshua Andrew Pratt-Thatcher…
CRD#: 7694265
IA
B
MORGAN STANLEYCRD#: 149777 7500 Old Georgetown Road 10Th Floor
Bethesda, MD 20814
Bethesda, MD 20814
0
Disclosures
1
Year of Experience
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State Registrations
B
Alabama 3/6/2025
B
Michigan 1/27/2025
B
Arizona 9/13/2024
B
Minnesota 9/13/2024
B
Arkansas 9/13/2024
B
Montana 9/13/2024
B
California 9/13/2024
B
Nevada 9/13/2024
B
Colorado 9/13/2024
B
New Hampshire 9/13/2024
B
Connecticut 9/13/2024
B
New Jersey 9/13/2024
B
Delaware 9/13/2024
B
New Mexico 9/13/2024
B
District of Columbia 9/13/2024
B
New York 9/13/2024
B
Florida 9/13/2024
B
North Carolina 9/13/2024
B
Georgia 9/13/2024
B
Ohio 9/14/2024
B
Hawaii 9/13/2024
B
Oregon 9/13/2024
B
Idaho 9/13/2024
B
Pennsylvania 9/13/2024
B
Illinois 9/13/2024
B
Puerto Rico 9/13/2024
B
Indiana 9/13/2024
B
South Carolina 9/13/2024
B
Iowa 9/13/2024
B
Tennessee 9/13/2024
B
Kansas 9/13/2024
B
Texas 9/13/2024
B
Louisiana 9/13/2024
IA
Texas 9/27/2024
B
Maryland 9/12/2024
B
Vermont 9/13/2024
IA
Maryland 9/12/2024
B
Virginia 9/12/2024
B
Massachusetts 9/13/2024
B
Washington 9/13/2024
SRO Registrations
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B
B
B
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IA
Registered with this firm since 9/12/2024
B
Registered with this firm since 9/12/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/02/2024 - 07/15/2024 | Arden Hills, MN | |
B | 03/04/2024 - 07/15/2024 | Arden Hills, MN | |
B | 06/20/2023 - 08/25/2023 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.