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SANGAM DAHAL
CRD#: 7693988
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Investment Adviser
WORCESTER ADVISORSCRD#: 106653 446 MAIN STREET
WORCESTER, MA 01608-2421
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAWORCESTER ADVISORS (CRD# 106653)2023 - Present (2 years)
License(s)

State Registrations

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Florida 4/12/2023

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Massachusetts 3/21/2023

Current Registration(s)
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WORCESTER ADVISORS (CRD#:106653)
446 MAIN STREET, WORCESTER, MA 01608-2421
Registered with this firm since 3/21/2023

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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.