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Detailed Report
Nicholas Smith
NICHOLAS A. SMITH
CRD#: 7691900
IA
Investment Adviser
B
Broker
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 17300 PRESTON RD STE 260
DALLAS, TX 75252
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 17300 PRESTON RD
STE 260
DALLAS, TX 75252
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (2 years)
License(s)

State Registrations

B
Alabama 11/8/2024
B
Missouri 11/8/2024
B
Arizona 11/8/2024
B
Nebraska 11/8/2024
B
Arkansas 11/8/2024
B
New Mexico 11/8/2024
B
California 11/8/2024
B
New York 11/8/2024
B
Colorado 11/8/2024
B
North Carolina 11/8/2024
B
Florida 11/8/2024
B
Ohio 11/8/2024
B
Georgia 11/8/2024
B
Oklahoma 11/8/2024
B
Illinois 1/29/2024
B
Oregon 11/8/2024
B
Kansas 11/8/2024
B
Pennsylvania 11/8/2024
B
Kentucky 11/8/2024
B
Rhode Island 11/8/2024
B
Louisiana 11/8/2024
IA
Texas 2/23/2023
B
Maine 11/8/2024
B
Texas 10/24/2023
B
Maryland 11/8/2024
B
Utah 1/2/2024
B
Massachusetts 11/8/2024
B
Virginia 11/8/2024
B
Minnesota 11/8/2024
B
Washington 11/8/2024
B
Mississippi 11/8/2024
B
Wisconsin 11/8/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERITAS ADVISORY SERVICES, LLC (CRD#:317245)
17300 PRESTON RD STE 260, DALLAS, TX 75252
Registered with this firm since 2/23/2023
B
AMERITAS INVESTMENT COMPANY, LLC (CRD#:14869)
17300 PRESTON RD STE 260, DALLAS, TX 75252
Registered with this firm since 9/28/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.