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Roy Seto
CRD#: 7673432
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 15141 E WHITTIER BLVD STE 550
WHITTIER, CA 90603
CETERA ADVISOR NETWORKS LLCCRD#: 13572 15141 E WHITTIER BLVD STE 550
WHITTIER, CA 90603
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2023 - 2023 (<1 year)
License(s)

State Registrations

B
California 1/24/2023

IA
California 6/29/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
15141 E WHITTIER BLVD STE 550, WHITTIER, CA 90603
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
15141 E WHITTIER BLVD STE 550, WHITTIER, CA 90603
Fullerton, CA
Registered with this firm since 1/1/2023

Previous Registration(s)
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IA
01/24/2023 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.