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Michael Thomas Harvey
CRD#: 7668035
IA
B. RILEY WEALTH ADVISORS, INC.CRD#: 115927 484 Temple Hill Road
Suite 106
New Windsor, NY 12553
Suite 106
New Windsor, NY 12553
0
Disclosures
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Years of Experience
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State Registrations
IA
New York 8/22/2024
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Registered with this firm since 8/22/2024
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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