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Signed lease with Avenue East Apartments 10 months prior to the move in date with the intention of continuing my college education at OSU in Stillwater. Then 9 months before the move in date I decided against going to college in Stillwater and instead moved back to Little Rock. Avenue East Apartments refused to cancel my lease in any way. Would not allow me to pay a fee to back out, would not let me pay a partial lease, and would generally not work with me at all. The only out they gave me is to get some other person to pick up the lease on my behalf. While I searched for someone to do just that I was unable to find anybody who would. Finally, I decided to just not pay them. They eventually sent my "lease" to a creditor, and I worked out a compromise with them just to get the debt off my record.
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.