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CHRISTOPHER John KOLAKOWSKI
Christopher Kolakowski
CRD#: 7661866
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 300 EAST LOMBARD STREET
BALTIMORE, MD 21054
BALTIMORE, MD 21054
CETERA INVESTMENT SERVICES LLCCRD#: 15340 300 EAST LOMBARD STREET
suite 700
BALTIMORE, MD 21202
suite 700
BALTIMORE, MD 21202
0
Disclosures
1
Year of Experience
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State Registrations
B
Maryland 6/21/2024
B
Virginia 6/21/2024
IA
Maryland 6/21/2024
SRO Registrations
B
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IA
Registered with this firm since 6/21/2024
B
Registered with this firm since 6/21/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/15/2023 - 10/10/2023 | ANNAPOLIS, MD | |
B | 02/17/2023 - 10/10/2023 | ANNAPOLIS, MD |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.