Individual Firm
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Grant Corlett Harris
CRD#: 7661864
IA
B
EDWARD JONESCRD#: 250 265 RACINE DR SUITE 103
WILMINGTON, NC 28403
WILMINGTON, NC 28403
0
Disclosures
2
Years of Experience
View By:
State Registrations
B
Alabama 4/12/2024
B
Nevada 12/15/2023
B
Alaska 4/12/2024
B
New Jersey 4/12/2024
B
Arkansas 4/12/2024
B
New York 11/16/2023
B
California 11/16/2023
B
North Carolina 7/7/2023
B
Colorado 9/8/2023
IA
North Carolina 7/7/2023
B
Connecticut 11/16/2023
B
Ohio 4/12/2024
B
District of Columbia 11/30/2023
B
Pennsylvania 9/6/2023
B
Florida 9/13/2023
B
South Carolina 4/12/2024
B
Georgia 4/12/2024
B
Tennessee 4/12/2024
B
Illinois 4/12/2024
B
Texas 4/12/2024
B
Maine 11/14/2023
IA
Texas 4/17/2024
B
Maryland 4/12/2024
B
Vermont 4/12/2024
B
Massachusetts 4/12/2024
B
Virginia 4/12/2024
B
Michigan 4/12/2024
B
Washington 5/16/2024
B
Missouri 2/23/2024
B
Wyoming 4/12/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 7/7/2023
B
Registered with this firm since 7/7/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/14/2022 - 05/19/2023 | RALEIGH, NC | |
B | 11/23/2022 - 05/19/2023 | RALEIGH, NC |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.