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NICOLE RINER ADAM
Nicole Riner
CRD#: 7659927
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 1130 FRANKLIN AVENUE
GARDEN CITY, NY 11530-1687
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 1130 FRANKLIN AVENUE
GARDEN CITY, NY 11530
Registration History
Oct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 11/13/2023

B
Massachusetts 11/13/2023

B
Arizona 11/13/2023

B
Michigan 11/14/2023

B
California 11/13/2023

B
Missouri 11/14/2023

B
Connecticut 11/13/2023

B
New Jersey 11/13/2023

B
Florida 11/13/2023

B
New York 5/22/2023

B
Georgia 11/14/2023

IA
New York 8/9/2023

B
Illinois 11/10/2023

B
North Carolina 11/13/2023

B
Maine 11/14/2023

B
Pennsylvania 11/13/2023

B
Maryland 11/13/2023

B
South Carolina 11/13/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
1130 FRANKLIN AVENUE, GARDEN CITY, NY 11530-1687
Registered with this firm since 8/9/2023

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
1130 FRANKLIN AVENUE, GARDEN CITY, NY 11530
LOCUST VALLEY, NY
Registered with this firm since 4/21/2023

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.