Individual Firm
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Zachary McNelis
CRD#: 7656022
IA
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 202 Carnegie Ctr Ste 201
Princeton, NJ 08540
Princeton, NJ 08540
0
Disclosures
2
Years of Experience
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State Registrations
B
New Jersey 6/1/2023
IA
New Jersey 6/2/2023
SRO Registrations
B
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IA
Registered with this firm since 6/2/2023
B
Registered with this firm since 6/1/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/26/2023 - 04/18/2023 | PENNINGTON, NJ | |
B | 01/09/2023 - 04/18/2023 | PENNINGTON, NJ |
PENNINGTON, NJ
02/26/2023 - 04/18/2023
PENNINGTON, NJ
01/09/2023 - 04/18/2023
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.