Individual Firm
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Ian MacKinnon
CRD#: 7654748
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 620 W GERMANTOWN PIKE
STE 170
PLYMOUTH MEETING, PA 19462
STE 170
PLYMOUTH MEETING, PA 19462
CETERA WEALTH SERVICES, LLCCRD#: 13572 620 W Germantown Pike
Suite 170
Plymouth Meeting, PA 19462
Suite 170
Plymouth Meeting, PA 19462
0
Disclosures
2
Years of Experience
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State Registrations
B
California 11/12/2024
B
New York 11/12/2024
B
District of Columbia 9/19/2023
B
Pennsylvania 8/10/2023
B
Illinois 4/21/2025
IA
Pennsylvania 8/10/2023
B
Maryland 8/10/2023
B
Tennessee 9/11/2023
B
New Jersey 4/24/2025
SRO Registrations
B
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B
Registered with this firm since 8/10/2023
IA
Registered with this firm since 8/10/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/03/2023 - 08/10/2023 | Plymouth Meeting, PA | |
B | 12/02/2022 - 08/10/2023 | Plymouth Meeting, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.