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Detailed Report
Ashley Rosa Gorman
Ashley Gorman
CRD#: 7653817
IA
Investment Adviser
SAVANT WEALTH MANAGEMENTCRD#: 107271 150 Washington Avenue
Suite 201
Santa Fe, NM 87501
Registration History
AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IASAVANT WEALTH MANAGEMENT (CRD# 107271)2023 - Present (2 years)
License(s)

State Registrations

IA
New Mexico 1/17/2023
Current Registration(s)
IA
SAVANT WEALTH MANAGEMENT (CRD#:107271)
150 Washington Avenue Suite 201, Santa Fe, NM 87501
Registered with this firm since 1/17/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.