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Detailed Report
Rebecca Ann Adelaide Russell
RebeccaAnn A Russell
CRD#: 7649872
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 6070 POPLAR AVENUE
SUITE 400
MEMPHIS, TN 38119
Registration History
2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2024 - Present (<1 year)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2023 - 2024 (<1 year)IARAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)2024 - 2024 (<1 year)
License(s)

State Registrations

B
Tennessee 7/24/2024
IA
Tennessee 7/25/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6070 POPLAR AVENUE SUITE 400, MEMPHIS, TN 38119
Registered with this firm since 7/25/2024
B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
6070 POPLAR AVENUE SUITE 400, MEMPHIS, TN 38119
Registered with this firm since 7/24/2024
Previous Registration(s)
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IA
 01/02/2024 - 07/30/2024 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) MEMPHIS, TN
B
 11/06/2023 - 07/30/2024 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) MEMPHIS, TN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.