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Tam P Nguyen-Le
Jaime Nguyen-Le, Tam Phuong Nguyen-Le
CRD#: 7649353
IA
Investment Adviser
B
Broker
HIGHTOWER ADVISORS, LLCCRD#: 145323 1999 Avenue of the Stars
Suite 3200
Los Angeles, CA 90067
HIGHTOWER SECURITIES, LLCCRD#: 116681 1999 Avenue of the Stars
Suite 3200
Los Angeles, CA 90067
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2025 - Present (<1 year)IAJ.P. MORGAN PRIVATE WEALTH ADV... (CRD# 108559)2023 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - 2025 (1 year)BFIRST REPUBLIC SECURITIES COMP... (CRD# 105108)2022 - 2023 (<1 year)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2024 - 2025 (1 year)
License(s)

State Registrations

IA
California 1/10/2023

B
California 2/24/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HIGHTOWER ADVISORS, LLC (CRD#:145323)
1999 Avenue of the Stars Suite 3200, Los Angeles, CA 90067
Registered with this firm since 2/24/2025

IA
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC (CRD#:108559)
1200 State Street, Santa Barbara, CA 93101
Registered with this firm since 1/10/2023

B
HIGHTOWER SECURITIES, LLC (CRD#:116681)
1999 Avenue of the Stars Suite 3200, Los Angeles, CA 90067
Registered with this firm since 2/24/2025

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/17/2024 - 02/14/2025 J.P. MORGAN SECURITIES LLC (CRD#:79) SANTA BARBARA, CA
B
09/29/2023 - 02/14/2025 J.P. MORGAN SECURITIES LLC (CRD#:79) SANTA BARBARA, CA
B
12/05/2022 - 09/29/2023 FIRST REPUBLIC SECURITIES COMPANY, LLC (CRD#:105108) SANTA BARBARA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.