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Amanda Kay Charles
Amanda Charles
CRD#: 7647921
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2701 UNIVERSITY AVENUE SE
Minneapolis, MN 55414
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2701 UNIVERSITY AVENUE SE
MINNEAPOLIS, MN 55414-3238
Registration History
2022AprJulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2022 - 2023 (<1 year)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Alabama 8/10/2023

B
North Carolina 8/28/2023

B
Arizona 8/10/2023

B
North Dakota 2/16/2024

B
California 8/10/2023

B
Ohio 8/29/2023

B
Colorado 8/10/2023

B
Oregon 10/31/2023

B
Florida 8/29/2023

B
South Dakota 10/2/2023

B
Illinois 8/10/2023

B
Tennessee 10/7/2024

B
Maryland 2/9/2024

B
Texas 10/31/2023

B
Minnesota 8/10/2023

IA
Texas 10/31/2023

IA
Minnesota 8/11/2023

B
Washington 8/10/2023

B
Nevada 8/10/2023

B
Wisconsin 1/2/2024

B
New York 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2701 UNIVERSITY AVENUE SE, Minneapolis, MN 55414
Registered with this firm since 8/11/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2701 UNIVERSITY AVENUE SE, MINNEAPOLIS, MN 55414-3238
St. Paul, MN
Registered with this firm since 8/10/2023

Previous Registration(s)
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IA
02/01/2023 - 08/11/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST PAUL, MN
B
11/21/2022 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST PAUL, MN
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.