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Detailed Report
KYLE GROFSICK
CRD#: 7646247
IA
Investment Adviser
B
Broker
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 1000 WYCKOFF AVE
3RD FLOOR SUITE 313
MAHWAH, NJ 07430
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct20262 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
New Jersey 6/13/2023
IA
New York 7/5/2023
IA
New Jersey 6/14/2023
B
Pennsylvania 7/5/2023
B
New York 7/5/2023
IA
Pennsylvania 7/5/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
1000 WYCKOFF AVE 3RD FLOOR SUITE 313, MAHWAH, NJ 07430
Registered with this firm since 6/14/2023
B
VALIC FINANCIAL ADVISORS, INC. (CRD#:42803)
1000 WYCKOFF AVE 3RD FLOOR SUITE 313, MAHWAH, NJ 07430
Registered with this firm since 3/7/2023
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.