Individual Firm
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Solomon Tobal
CRD#: 7643877
IA
B
MORGAN STANLEYCRD#: 149777 Mack Center Iv, South 61, Paramus Road
Paramus, NJ 07652
Paramus, NJ 07652
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Disclosures
1
Year of Experience
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State Registrations
B
Arizona 1/3/2024
B
Nevada 3/26/2024
B
California 1/3/2024
B
New Jersey 11/29/2023
B
Colorado 1/3/2024
IA
New Jersey 11/29/2023
B
Connecticut 1/3/2024
B
New York 11/29/2023
B
Florida 1/3/2024
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New York 11/29/2023
B
Georgia 1/22/2024
B
North Carolina 2/13/2024
B
Idaho 7/12/2024
B
Ohio 6/1/2024
B
Illinois 1/3/2024
B
Pennsylvania 7/19/2024
B
Indiana 11/6/2024
B
Tennessee 7/4/2024
B
Kentucky 6/3/2024
B
Texas 1/3/2024
B
Maryland 12/5/2024
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Texas 1/10/2024
B
Massachusetts 7/16/2024
B
Utah 5/24/2024
B
Michigan 1/3/2024
B
Virginia 2/7/2025
B
Missouri 3/15/2024
B
Washington 1/3/2024
B
Nebraska 8/21/2024
SRO Registrations
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B
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IA
Registered with this firm since 11/29/2023
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Registered with this firm since 11/27/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/13/2023 - 09/19/2023 | STATEN ISLAND, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.