Individual Firm
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LOUIS RUTHERFORD BROOKS JR.
Lou Brooks
CRD#: 7642326
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SMART WEALTH, LLCCRD#: 315496 13815 FNB PARKWAY, SUITE 400
OMAHA, NE 68154
OMAHA, NE 68154
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Disclosures
2
Years of Experience
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State Registrations
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Arizona 2/22/2023
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Nebraska 9/30/2022
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Colorado 7/11/2023
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Nevada 8/5/2024
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Florida 3/14/2023
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Ohio 8/5/2024
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Indiana 8/4/2024
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South Carolina 11/2/2023
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Iowa 2/17/2023
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Texas 2/16/2023
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Kentucky 8/4/2024
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Virginia 8/4/2024
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Maryland 8/4/2024
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Registered with this firm since 9/30/2022
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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