• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Richard Ralph Juliano
Rich Juliano
CRD#: 7639930
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5495 BETHELVIEW RD
CUMMING, GA 30040
Registration History
200620082010201220142016201820202022202420262 FIRMS2023 - 2023 (<1 year)2 FIRMS2023 - Present (1 year)
Disclosure(s)
View By:
6/2/2006
Criminal
Final Disposition
License(s)

State Registrations

B
Georgia 5/23/2023

IA
Georgia 5/25/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5495 BETHELVIEW RD, CUMMING, GA 30040
Registered with this firm since 5/25/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5495 BETHELVIEW RD, CUMMING, GA 30040
Registered with this firm since 5/23/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/11/2023 - 04/27/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SUWANEE, GA
B
03/07/2023 - 04/27/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SUWANEE, GA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.