Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JOHN MCGILLEWIE
CRD#: 7634212
IA
Investment Adviser
B
Broker
FROST INVESTMENT SERVICESCRD#: 286129 8651 ELDORADO PARKWAY
MCKINNEY, TX 75070
FROST BROKERAGE SERVICES, INC.CRD#: 17465 8651 ELDORADO PARKWAY
MCKINNEY, TX 75070
Registration History
JulOct2023AprJulOct2024AprJulOct2025AprJulOct2026IAFROST INVESTMENT SERVICES (CRD# 286129)2024 - Present (<1 year)BFROST BROKERAGE SERVICES, INC. (CRD# 17465)2023 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2023 - 2023 (<1 year)
License(s)

State Registrations

B
Texas 9/8/2023
IA
Texas 9/25/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FROST INVESTMENT SERVICES (CRD#:286129)
8651 ELDORADO PARKWAY, MCKINNEY, TX 75070
Registered with this firm since 9/25/2024
B
FROST BROKERAGE SERVICES, INC. (CRD#:17465)
8651 ELDORADO PARKWAY, MCKINNEY, TX 75070
Registered with this firm since 9/8/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/17/2023 - 08/22/2023 CHARLES SCHWAB & CO., INC. (CRD#:5393) Westlake, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.