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MARSHALL TRUMAN CAIN
MARSHALL CAIN
CRD#: 7632422
IA
B
WELLS FARGO ADVISORSCRD#: 19616 41 W RIVERSIDE AVE STES 400 & 500
SPOKANE, WA 99201
SPOKANE, WA 99201
0
Disclosures
2
Years of Experience
View By:
State Registrations
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Alaska 4/27/2023
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Montana 4/27/2023
B
Arizona 4/27/2023
B
Nevada 4/6/2023
B
California 4/27/2023
B
New Mexico 4/27/2023
B
Colorado 2/27/2024
B
North Carolina 10/11/2023
B
Florida 4/27/2023
B
Ohio 4/8/2024
B
Georgia 1/19/2024
B
Oregon 4/27/2023
B
Hawaii 2/27/2024
B
Tennessee 4/27/2023
B
Idaho 12/12/2022
B
Texas 4/27/2023
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Idaho 12/12/2022
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Texas 4/27/2023
B
Illinois 2/27/2024
B
Utah 6/22/2023
B
Indiana 4/27/2023
B
Virginia 9/27/2024
B
Iowa 7/26/2024
B
Washington 12/12/2022
B
Kansas 4/27/2023
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Washington 12/12/2022
B
Kentucky 2/27/2024
B
Wisconsin 7/19/2023
B
Michigan 4/27/2023
B
Wyoming 8/28/2024
B
Missouri 4/27/2023
SRO Registrations
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B
B
B
B
B
B
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B
B
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IA
Registered with this firm since 12/12/2022
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Registered with this firm since 11/4/2022
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.