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Jay Vincent Jr.
Jay G Vincent Jr, Jay G Vincent, Jay Vincent Jr, Jay Vincent
CRD#: 7630920
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1600 JFK BLVD
PHILADELPHIA, PA 19103
Registration History
201920202021202220232024202520262 FIRMS2024 - Present (<1 year)BGARDEN STATE SECURITIES, INC. (CRD# 10083)2024 - 2024 (<1 year)
Disclosure(s)
View By:
7/24/2019
Criminal
Final Disposition
License(s)

State Registrations

B
Delaware 12/6/2024

B
Ohio 11/18/2024

B
District of Columbia 11/20/2024

B
Pennsylvania 11/14/2024

B
Florida 1/9/2025

IA
Pennsylvania 11/14/2024

B
Maryland 11/22/2024

B
Texas 11/18/2024

B
New Jersey 11/18/2024

IA
Texas 12/1/2024

B
New York 11/19/2024

B
West Virginia 11/18/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
Registered with this firm since 11/14/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1600 JFK BLVD, PHILADELPHIA, PA 19103
Registered with this firm since 11/13/2024

Previous Registration(s)
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B
03/01/2024 - 07/25/2024 GARDEN STATE SECURITIES, INC. (CRD#:10083) RED BANK, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.